Explanatory Memorandum to the draft Playing Fields (Community Involvement in Disposal Decisions) (Wales) Regulations 2015
This Explanatory Memorandum has been prepared by the Welsh Government Local Government Department and is laid before the National Assembly for Wales in conjunction with the above subordinate legislation and in accordance with Standing Order 27.1.
Minister’s Declaration
In my view, this Explanatory Memorandum gives a fair and reasonable view of the expected impact of the Playing Fields (Community Involvement in Disposal Decisions) (Wales) Regulations 2015. I am satisfied the benefits outweigh any costs.
Leighton Andrews AM
Minister for Public Services
22 June 2015
1.1 These Regulations place a duty on a County Council, County Borough Council, Community Council and Town Council and a National Park Authority in Wales (referred to collectively in this Memorandum as “Local Authorities”) to assess the impact of the proposed disposal of a playing field and to consult widely before reaching a decision on whether to proceed.
2.1 None.
3.1 The powers enabling this Instrument to be made are contained in section 1 of the Playing Fields (Community Involvement in Disposal Decisions) (Wales) Measure 2010 (“the 2010 Measure”). Under Section 4 of the 2010 Measure, the Instrument is subject to annulment in pursuance of a resolution of the National Assembly for Wales, i.e. the negative resolution procedure.
4.1 The 2010 Measure was introduced by the then Assembly Member Dr Dai Lloyd. The stated primary purpose of the Measure was to place a duty on Local Authorities to consider the impact of selling off a Local Authority-owned playing field on the local community, in terms of health, well-being and social inclusion, before proceeding with the disposal. The Measure was amended significantly during Stage 2 scrutiny by the National Assembly for Wales Legislation Committee No. 1.
4.2 In its approved form, the Measure provides a power for the Welsh Ministers to make provision, by regulations, for the involvement of communities in decisions by Local Authorities about disposals by them of land consisting or forming part of a playing field. This power enables the Welsh Ministers to prescribe the types of disposal covered by the regulations and the procedures relating to the publicity and consultation which are to be followed by an Authority before taking a decision to dispose of a playing field.
The Importance of Playing Fields
4.3 Playing fields provide an accessible facility for all age groups within a community to engage in physical activity, whether as organised sporting events, or simply by walking or play. Regular physical activity can have a beneficial effect in tackling a range of health issues, such as coronary heart disease, strokes, Type 2 diabetes and obesity. Playing fields also contribute positively to the general well-being of the community and the local environment.
4.4 The 2010 Measure recognises playing fields are an important resource which allow and encourage physical activities to take place, and as a consequence make a positive contribution to maintaining and improving the health and well-being of communities.
4.5 The Regulations will ensure any proposal to dispose of a Local Authority-owned playing field is subject to an assessment of the impact disposal would have in terms of the health and well-being of local communities, and also be subject to meaningful consultation with local communities, users and relevant national bodies.
Groups Affected by the Regulations
4.6 Those likely to be affected by the requirements of the Regulations:
· The public and adjacent landowners or occupiers who will be able to contribute their views through a more rigorous consultation process than at present.
· Local user groups who represent the interests of persons who make use of a playing field.
· National bodies with an interest in playing fields and open space provision who will be specifically consulted about a proposed disposal.
· Local Authorities who will be required to comply with the Regulations before taking a final decision to dispose of a playing field.
Objectives
4.7 The main objectives of the Regulations are to:
· Ensure a decision on whether or not to dispose of a playing field is informed by the views of the community, including the public at large, adjacent land owners/occupier, playing field users and national bodies with a direct interest in playing field provision.
· Require a Local Authority to publish certain information, including the impact of the proposed disposal of a playing field on the health and well-being of the community, by reference to a number of key strategies, plans and assessments for the area in which the playing field is located.
· Following consultation, ensure the reasons for the Authority’s decision are recorded and published.
Effect of the Regulations
Definition of Playing Field
4.8 The Regulations define a ‘playing field’ as the whole of an open space which encompasses at least one ‘playing pitch’.
4.9 A ‘playing pitch’ is defined by the Regulations as a delineated area which, together with any run-off area, is of:
i 0.2 hectares or more and which is used for sport including, but not limited to, association football, American football, rugby, cricket, hockey, lacrosse, rounders, baseball, softball, Australian football, Gaelic football, shinty, hurling, polo, cycle polo, athletics, or golf; or
ii 0.1 hectares or more and which is used for playing bowls; or
iii 0.04 hectares or more and which is used for playing basketball, netball or tennis.
4.10 The definition draws on, but is deliberately broader than, that in Schedule 4 to the Town and Country Planning (Development Management Procedure) (Wales) Order 2012 (“the 2012 Development Management Procedure Order”), for the purpose of requiring a Local Planning Authority to consult the Sports Council for Wales prior to granting planning permission for a development affecting a playing field.
Definition of ‘proposed decision to dispose’
4.11 A Local Authority must comply with the requirements contained in regulations 5 to 10 in relation to propose a decision to dispose of a playing field or any part of a playing field. A ‘proposed decision to dispose’ is defined as where a Local Authority is considering making a decision to enter into an agreement to dispose, or in the absence of such an agreement, is considering making a decision to dispose. The requirements, therefore, apply prior to the Local Authority making any decision to dispose of the land. This is to ensure that a Local Authority has fully engaged with the community and considered their views before committing to disposing of a playing field. In respect of certain proposed decisions to dispose, there could be a land transaction which involved a number of stages. A Local Authority is required to comply with the requirements contained in the Regulations at the outset. There is no requirement to comply with the Regulations for every stage, for example prior to completion. However, where during such a prolonged transaction the nature of the disposal had materially changed, then a Local Authority may need to consider the need to carry out the requirements contained in the Regulations.
Restriction on Disposal
4.12 A Local Authority may not make a decision to dispose of a playing field, or any part of a playing field, where the playing field has been used at any time in the five preceding years unless it has first complied with the requirements of the Regulations, i.e. it has published information on the impact of the proposed disposal, consulted widely and considered representations received.
4.13 The Regulations are primarily concerned with the disposal of a playing field which would cease to be a public amenity. Consequently, the Regulations do not apply to a proposed decision to dispose if:
I. The proposed disposal is the grant of an interest in the playing field that does not have an adverse impact on the use of the playing field as a sports or recreational facility by the public;
ii. The playing field is to be retained as a sports or recreational facility for use by the public, whether or not such use is subject to a payment, and proposed disposal is to be made to:
a. a Local Authority; or
b. a body whose aims or objectives include the promotion of sporting or recreational activities.
4.14 In addition, the requirements contained in the Regulations do not apply to the disposal of a school playing field which has formed part of a school organisation proposal about which:
a) a County or County Borough Council has consulted on a proposed decision to dispose of the playing field under section 48(2) of the School Standards and Organisation (Wales) Act 2013(2013 Act); or
b) The Welsh Ministers have consulted on a proposed decision to dispose of the playing field under section 72(1) of the Act.
4.15 The proposed decision to dispose of a school playing field which is not subject to consultation as part of proposals under the 2013 Act would be subject to the requirements contained in the Regulations.
4.16 The requirements contained in the Regulations do not apply in relation to a proposed decision to dispose for which notice has already been given in accordance with the requirements of section 123(2A) of the 1972 Act at the time the Regulations come into force, provided the Authority enters into an agreement to dispose, or completes the disposal, within a period of 12 months from the date on which notice is first given under that section.
4.17 However, if the Local Authority has not completed the disposal, or entered into an agreement to dispose of the land within 12 months of publishing the notice, the requirements contained in the Regulations would apply.
4.18 A proposed decision to dispose which is not subject to the requirements contained in the Regulations would, however, continue to be subject to the consultation requirements for the disposal of open space land in section 123(2A) of the Local Government Act 1972 (“the 1972 Act”). Section 123(2A) requires an Authority to give notice of its intention to dispose of any land consisting, or forming part, of an open space in two consecutive weeks in a local newspaper and to consider any objections received.
Impact Assessment
4.19 When consulting on a proposed decision to dispose as required by the Regulations, an Authority must publish information about the effect the proposed disposal would have on a number of key strategies, plans and assessments for the area, i.e.:
a) The Local Development Plan prepared under section 62 of the Planning and Compulsory Purchase Act 2004;
b) The Play Sufficiency Assessment prepared under section 11 of the Children and Families (Wales) Measure 2010;
c) The Community Strategy prepared under section 39 of the Local Government (Wales) Measure 2009;
d) The Health and Well-being Strategy prepared under section 40 of the National Health Service (Wales) Act 2006;
e) Such other strategies, plans or assessments as the Authority considers appropriate.
Notice and Consultation Requirements
4.20 The Regulations require an Authority which proposes to make a decision to dispose of a playing field to:
i Give notice on two consecutive weeks in a newspaper circulating in the area of its proposal, providing details of when, where and the period in which its proposals can be viewed, of the right to make representations and the means and deadline for doing so.
ii Have its proposal available for inspection for a minimum of 6 weeks.
iii Allow a minimum of 6 weeks for the receipt of representations.
iv Display a copy of the notice referred to above in at least one place on or near the playing field and, in any event, at each official entrance for not less than 6 weeks.
v Send a copy of the notice to any owner or occupier of land adjoining the playing field.
vi Publish a copy of the notice on its website, where it has one.
vii Send a copy of the notice and details of the proposed disposal to:
· Any Local Authority whose area includes any part of, or shares a boundary with any part of, the playing field;
· The Sports Council for Wales;
· The National Playing Fields Association (currently known as Fields in Trust Cymru);
· Bodies who have an interest in the preservation of open spaces across Wales (such as The Open Spaces Society)
· Bodies who have an interest in the preservation of children’s play opportunities across Wales (such as Play Wales);
· Persons who appear to represent the interests of persons within the Authority’s area, or of an Authority which shares a boundary with any part of the playing field, and who make use of the playing field; and
· Such other persons as the Authority considers appropriate.
viii The Local Authority must provide (on payment if required by a Local Authority of a reasonable charge) a copy of the details of the proposed disposal to any other person or body who requests it during the consultation period.
Consideration of Representations
4.21 An Authority must consider all representations received in relation to a proposed disposal during the consultation period. It may also consider any representations received after the end of the consultation period.
Decision
4.22 Having considered any representations received, an Authority must prepare a report summarising the representations received and the reasons for its decision to proceed, or not, with the disposal. A copy of the report must be sent to anyone from whom the Authority received a substantive representation.
4.23 Where an Authority decides to proceed with a disposal, it must give notice on two consecutive weeks in a newspaper circulating in the Authority’s area informing the public:
a) of its decision; and
b) the place or places and times when the decision report may be inspected.
4.24 The decision report must be available for inspection during normal office hours for at least 6 weeks at the Authority’s principal office (if it has one) and, if reasonably practicable, at one or more other places in the area. The notice must be published on the Authority’s website and must be displayed in at least one place on or near the playing field and, in any event, at each official entrance, for the same period.
4.25 The Local Authority must provide (on payment if required by a Local Authority of a reasonable charge) a copy of the decision report to any person or body requesting a copy.
4.26 The Authority may not proceed with a proposed disposal until a period of 12 weeks has elapsed from the date on which the decision notice is first published.
5.1 The details of consultation are included in the Regulatory Impact Assessment below.
Part 2 – Regulatory Impact Assessment
6. Options
6.1 The following options are considered:
· Option 1: Do nothing – do not make the Regulations and rely upon the existing public notice requirements of section 123(2A) of the 1972 Act.
This would do nothing to address perceived concerns about inadequate public engagement in disposal decisions, which gave rise to the Measure. Consultation and other requirements would remain the same as they currently are. It would also mean the Measure has no practical effect, contrary to the intention of the National Assembly.
· Option 2: Do minimum – issue non-statutory good practice guidance to Local Authorities, specifically on consultation prior to the disposal of a playing field.
Guidance would go some way to addressing the concerns, but there would be no obligation upon Local Authorities to adhere to it. Again, it would also mean the Measure has no practical effect.
· Option 3: Implement the Measure– make the Regulations and issue statutory guidance.
This would enable the ‘Purpose and intended effect of the legislation’ described in Section 4 to be fully addressed.
7. Costs and Benefits
7.1 The sectors most likely to be affected by the proposed Regulations are:
· Local Government (ie County and County Borough Councils, Community and Town Councils and National Park Authorities)
· The Sports Council for Wales
· Some third sector bodies, such as Fields in Trust Cymru, the Open Spaces Society and Play Wales
· The public
· Owners/occupiers of land adjoining a playing field being considered for disposal
· Persons representing playing field users
7.2 The following cost and benefit analysis has been undertaken for each of the sectors identified above. They are grouped together where that is appropriate. The 2014 consultation included a request for data on the likely additional costs that organisations would incur as a result of the proposals. In response, quantified information was received from a single Local Authority and a handful of other organisations. In a number of places, the RIA therefore represents a broad and indicative estimate of costs based on quite limited information. While there are figures available on the number of playing field disposals that occurred in recent years, there is no data available on the number of disposals expected in the future. In the absence of this information, costs are estimated on a per disposal basis. Costs will in any event vary, depending upon the nature and scale of the disposal.
Cost Analysis for Option 1 – Do Nothing
Local Government
7.3 The minimum statutory obligation upon a Local Authority proposing to dispose of an open space is to give notice in at least one newspaper circulating in the Authority’s area. The cost of such notices is likely to vary between newspaper type (e.g. local/regional, priced/ free press) and the size of any given notice. However, a reasonable assumption is thought to be in the range of £500-£1,500. In comparison, information provided by Torfaen County Borough Council in response to consultation on the proposed Measure estimated the cost at £1,250. Denbighshire County Council estimated the cost at £110 for a local newspaper and £1,000 for a regional newspaper. Additionally, authorities will incur associated officer time costs in analysing representations. This could vary considerably depending upon the number of representations, particularly if there is widespread opposition to a disposal, and thus it is difficult to make a meaningful estimate of these costs.
7.4 The above minimum consultation obligation is unlikely to meet current standards of public engagement expected of all public bodies, including Local Authorities, in the design, development and delivery of citizen-centred services for the people of Wales. The Welsh Local Government Association, One Voice Wales and the Welsh Government have endorsed the National Principles for Public Engagement in Wales[1] developed by Participation Cymru. Authorities embracing such best practice will incur additional costs over and above those attributable to the statutory requirements.
7.5 In its response to consultation on the proposed Measure, Torfaen County Borough Council estimated the cost of officer time in carrying out consultation and reporting the outcome in the region of £2,500.
Sports Council for Wales
7.6 There is no specific statutory obligation for an Authority to consult the Sports Council for Wales before disposing of a playing field. However, Article 14 and Schedule 4 to the Town and Country Planning (Development Management Procedure) (Wales) Order 2012 requires a Local Planning Authority to consult the Sports Council for Wales before granting permission for development which is likely to prejudice land used, previously used (within 5 years), or allocated in a development plan for use as a playing field.
7.7 In response to consultation on the proposed Measure, the Sports Council for Wales estimated, on the basis of applications submitted to it by Planning Authorities over the previous 5 years (42), the cost of time spent by staff in considering development proposals would potentially amount to £2,900 pa.
Third Sector Bodies
7.8 There is no current express statutory obligation for an Authority to consult Fields in Trust Cymru, Play Wales or the Open Spaces Society before disposing of a playing field. However, such organisations will incur costs when responding to the public consultation notice.
The Public
7.9 Members of the public may make representations in response to the statutory notice given by an Authority of the proposed disposal of a playing field. The cost of doing so might vary considerably. The cost to an individual is likely to be minimal, perhaps ranging from £nil if making representations by email to a couple of pounds if submitting representations by paper (e.g. cost of paper, envelope, postage etc.). On the other hand, where an orchestrated campaign is mounted against a proposal, costs could be more significant.
Adjoining Land Owners/Occupiers
7.10 There is no specific statutory obligation for an Authority to consult adjoining land owners/occupiers before disposing of a playing field. However, the Town and Country Planning (Development Management Procedure) (Wales) Order 2012 makes general provision about the publicity and notice to be given by a Local Planning Authority to applications for planning permission. This includes in relation to adjoining land owners and occupiers in appropriate circumstances. Again, where such a person chooses to make representations the costs involved will reflect the means and extent of the response.
Representatives of Playing Field Users
7.11 There is no express statutory obligation for an Authority to consult such persons or organisations before disposing of a playing field, other than as part of the public notice arrangements under Section 123(2A) of the 1972 Act. Again, such organisations will incur costs when responding to the public consultation notice.
Benefit Analysis for Option 1 – Do nothing
Local Government
7.12 There would be benefit to a Local Authority in that compliance with the minimum consultation requirements of Section 123(2A) of the 1972 Act would provide it with some sense of the views of the community in relation to a proposed disposal based on any representations received.
Other Sectors
7.13 There are no obvious significant direct or indirect benefits to the other sectors from retention of the current arrangements.
Cost Analysis for Option 2 – Do Minimum
Local Government
7.14 Assuming any non-statutory good practice guidance would generally reflect the intended effect of regulations that would otherwise be made under Option 3; the cost to Local Government would be as described under that option below.
7.15 Where an Authority chose not to have regard to the guidance, there would be no additional cost implications over and above those currently incurred under Option 1.
Other Sectors
7.16 Where an Authority does not have regard to the guidance, there would be no additional cost implications. Costs would be as described under Option 1. Where a Local Authority follows the guidance, the cost to the other sectors would be as described under Option 3.
Benefit Analysis for Option 2 – Do Minimum
Local Government
7.17 Local Authorities would have guidance on assessing the impact of a proposed disposal on the well-being of the community and on undertaking effective consultation with communities and other stakeholders, but would not be obliged to adhere to the process described.
Other sectors
7.18 Where an Authority has regard to the guidance, the benefits would be as described under Option 3.
Cost Analysis for Option 3 – Implement the Measure